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Lachlan Chubb (Regional Head of Regulatory Advisory and Projects at ComplianceAsia)

Lachlan Chubb

Regional Head of Regulatory Advisory and Projects at ComplianceAsia

Lachlan Chubb is the Regional Head of Regulatory Advisory and Projects of ComplianceAsia, who is the leading supplier of independent compliance consulting to the financial industry in Asia. From offices in Singapore, Hong Kong, and Shanghai they assist hedge funds, institutional brokers, investment banks, corporate finance houses, traditional asset managers, private equity firms and derivatives brokers with licensing, ongoing support, operational reviews and crisis management. Lachlan has 9 years of experience in the compliance field across Hong Kong and multiple jurisdictions. He holds a Bachelor of Business majoring in International Business & Marketing via correspondence through Southern Cross University in Australia. Lachlan is a frequent speaker at industry events. He has presented over 30 times on topics relating to compliance and anti-money laundering and countering the finance of terrorism.

Philippa Allen (CEO & Founder of ComplianceAsia)

Philippa Allen

CEO & Founder of ComplianceAsia

Philippa Allen, CEO and Founder of ComplianceAsia, has over 30 years’ extensive business and regulation experience in Asia. Prior to co-founding ComplianceAsia, Philippa was the Head of Compliance, APAC for Dresdner Bank and GT Asset Management (LGT Asset Management). She was one of the drafters of the original Fund Manager Code of Conduct in Hong Kong and is involved in numerous submissions to regulators and lobbying efforts with financial industry bodies. She graduated from the University of Western Australia with a Bachelor of Jurisprudence and Bachelor of Laws (LLB) degree. Upon graduation, she commenced practice as a barrister and solicitor for Freehill Hollingdale and Page, in Perth, Western Australia. Philippa is a frequent speaker at financial industry conferences and technical panels, and a member of various industry representative bodies including AIMA, ASIFMA, HKVCA, SFAA and SVCA.

Trinnie So (Director, Compliance and Government & Public Affairs - Asia of Ontario Teachers' Pension Plan)

Trinnie So

Director, Compliance and Government & Public Affairs - Asia of Ontario Teachers' Pension Plan

Trinnie So is Director, Compliance and Government and Public Affairs (Asia) at Ontario Teachers’ Pension Plan based in Hong Kong. Trinnie joined Ontario Teachers’ in 2015 and leads the two functions for Asia. Prior to joining Ontario Teachers’, she held similar positions at Fidelity Institutional Asset Management, BlackRock and Barclays Global Investors. Trinnie is a Certified Public Accountant (AICPA), and graduated from the University of British Columbia.