Key Changes that may affect you!

  • Guidelines on BCM (June 2022)
  • AML Updates - Non-Face to Face Account Opening (Feb 2022)
  • Strengthening Screen Practices (Apr 2022)
  • SFA 04-N02 – Notice on the Prevention of AML
  • Circular on Significant Redemption, Gating and Suspension of Funds (May 2022)
  • Operational risk management - management of third-party arrangements (Aug 2022)
  • Additional consultation on misconduct reporting requirements


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