SEC's New Marketing Rule: What You Need To Know When Marketing To U.S. Investors

KEY HIGHLIGHTS

Understand the policy objectives behind SEC's new marketing rule, with the compliance date (4 Nov) nearing.
Highlight key aspects of the new marketing rule and explain how it differs from the existing rule.
Learn the effects of the new rules on investment manager operations and compliance programs
Discuss practical aspects of implementing the new rule and the challenges arising from the new requirements.

Speakers